Expert resume of David E. Sternberg

Managing Director and the General Counsel of Brown Brothers Harriman and Co.; former Managing Director at UBS Financial Services Inc.; former Director of Capital Markets Compliance at Salomon Brothers Inc.; former Associate at Cravath, Swaine and Moore LLP (USA)

David Sternberg is the General Counsel of a global privatelyowned bank, which offers: global custody and related services (such as brokerage, FX trading, securities lending, transfer agency, and fund administration); commercial banking (commodity finance, merchant banking, syndicated lending) and M+A advisory services; and investment and wealth management (institutional and high net worth fixed income and equity discretionary portfolio services, a mutual funds complex, trust services and the sponsorship of real estate, private equity and hedge funds. As General Counsel, Mr. Sternberg manages a legal department with offices on three continents.

Prior to joining Brown Brothers, Mr. Sternberg held senior legal, compliance or business positions at leading financial institutions, including Salomon Brothers Inc. and UBS Financial Services Inc.